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Legal Guidance for Creative Agencies

KAMBRIA ALLENApril 20, 2016corporate, design

FMN CUSTOMER RELATIONSHIP SUMMARY

FINRA Broker Check

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FINANCIAL MANAGEMENT NETWORK, INC

Corporate Headquarters
26041 Acero, Mission Viejo, CA 92691

P: (949) 455-0300

F: (949) 716-7413

Monday – Friday: 8:30 AM - 5:00 PM Pacific

This site is published for residents of the United States only. Representatives may only conduct business with residents of the states and jurisdictions in which they are properly registered. Therefore, a response to a request for information may be delayed until appropriate registration is obtained or exemption from registration is determined. Not all of services referenced on this site are available in every state and through every advisor listed. For additional information, please contact Jeffrey Merwin at 949-455-0300

Investment advisory services are offered by Financial Management Network, Inc.(“FMN”) and securities offered through FMN Capital Corporation, (“FMNCC”), member FINRA & SIPC. Securities are not FDIC-Insured, are not bank-guaranteed, may lose value. FMN and FMNCC may only transact business in those states and international jurisdictions where we are registered/filed notice or otherwise excluded or exempted from registration requirements. The purpose of this web site is for information distribution on products and services. Information herein is taken from sources deemed reliable and neither FMN nor FMNCC are responsible for any errors that might occur.

Neither Asset Allocation nor Diversification guarantee a profit or protect against a loss in a declining market. They are methods used to help manage investment risk.

FMN/FMN Capital Corp. does not offer legal or tax advice. Please consult the appropriate professional regarding your individual circumstance

* Effective June 9, 2017, all individuals who provide advice to retirement plans, including Individual Retirement Accounts (IRAs), must abide by the fiduciary standard. What does the fiduciary standard mean? This means that your advisor must put your interests first before their own or that of that of the firm, make prudent recommendations, charge reasonable compensation and make no misrepresentations to you regardingrecommended investments. The recommendations made by your advisor must be based upon your specific investment needs and objectives. The fiduciary standard is applicable to any recommendations that your advisor makes to you, the client, for your retirement account.

* The fees charged by FMN have been deemed to be reasonable.

* Please note FMN does have policies in place to monitor this level of fiduciary responsibility for our clients.

FMN/FMN Capital Corp. does not endorse nor support the content of third-party sites. By clicking on a third-party link, you will leave this website where privacy and security policies may differ from those practiced by FMN/FMN Capital Corp.